Steven D. Trigili, MBA, CAMS Chief Compliance Officer

Steven Trigili has over 25 years of experience in the financial services arena, in executive management, compliance, and as a financial advisor.  Recently elected to serve a three-year term as the Small Firm Representative to the FINRA North Region Committee, Steve’s expertise in small-firm broker/dealer compliance and operations is complemented by his in-depth knowledge of technology in a financial services firm. As Chief Compliance Officer at Garden State Securities, Inc., (GSS) Steve has the primary responsibility for all compliance related matters at GSS, including establishing the firm's policies and procedures, and ensuring the Firm is compliant with all government and industry rules and regulations. Prior to joining GSS, Steve also served as the Chief Compliance Officer at Perrin, Holden & Davenport Capital Corp. and was Vice President of Compliance and Supervision at International Planning Alliance, LLC. Steven is an active member of several industry and regulatory organizations, including the Society of Corporate Compliance and Ethics, the National Society of Compliance Professionals, National Regulatory Services and the Association of Certified Anti-Money Laundering Specialists (ACAMS). He serves on the Editorial Board of the Journal of Financial Compliance, and is a recurring speaker at several nationwide industry conferences for the past 15 years.  Steve, a CAMS-certified specialist in anti-money laundering policies, is a graduate of Shippensburg University of Pennsylvania and Southern New Hampshire University, and maintains his Series 7, 24, 55, 63, 65, and 79, and life & health insurance licenses.

Email: strigili@gardenstatesecurities.com